Toshi Tazawa

Toshi Tazawa

NMLS #1944363
Loan Officer
Licensed in CA

A financial technology-focused investment management professional with over 20 years of fiduciary and business development experience as the Managing Director of quantitative strategy hedge fund responsible for portfolio risk management and operations, hedge fund CCO, interim hedge fund CFO, and as a technologist building and managing trading systems solutions for both hedge funds, prop/sales desk, buy-side risk/cost analysis platforms, and SaaS cloud-based global trading platform with a focus on operation, risk management, and regulatory compliance.

Also a Business Development Consultant with expertise in Digital Media Content Production, Conversion Rate Optimization through Direct Response Marketing, Blockchain & Crypto, Web Commerce Optimization, Financial Systems Integration, and Operations Management.

And an award-winning Independent Photographer for 30+ years and a private Studio Owner specializing in Weddings, Portraits, and Corporate Events since 2015.

Subject Matter Expertise: Project Management of Quantitative Financial Systems Development, Portfolio Review & Risk Management, Operation Management of Alternative Investment Business, Blockchain Applications, SEC RIA Audit, Implementing Dodd-Frank, EMIR, MiFID, MiFIR requirements and designing solutions for regulatory compliance, Marketing and coordinating the launch of new ventures.

Personal Specialties: Photography, Cinematography, Digital Media Production, and e-Commerce Optimization.

Additional personal interests include Drone (UAV) Engineering, Game Theory, Astrophysics, Music Pedagogy, Aikido, Iaido, and Taekwondo.


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  • 650.917.6688
  • 415.816.2562
  • 650-887-1400
  • email

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